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  SECURITIES & OFFERINGS

Whether you are a public company with extensive securities compliance needs or a private company looking for creative ways to finance your growth strategies, Cowden Humphrey can assist and support you with your securities issues. For over 15 years, the firm has worked with a variety of public and private companies in the following areas:

  • SEC and State Securities Compliance
  • Sarbanes-Oxley Compliance
  • Venture Capital
  • Angel Investments
  • Private Placements
  • Initial Public Offerings
  • Capital Markets

Cowden Humphrey’s work has covered the preparation and review of quarterly and annual reports, proxy statements, Securities and Exchange Commission and state securities filings, securities compliance services, private placement memorandums and offerings, venture capital investments, Sarbanes-Oxley compliance and audits, and other financing or funding strategies.

Securities issues involve complex legal issues and require sophisticated legal training, experience and advice. Cowden Humphrey’s team of legal professionals not only has the securities experienced needed to navigate these complex securities and compliance issues, but they bring a unique understanding of the underlying business issues and drivers. This allows Cowden Humphrey to not only address its securities clients’ compliance needs, but to offer creative solutions to your business and financing needs.

Your Securities and Offerings Team: Gerald Cowden, Robert Humphrey, Frank Nagorney, John Storey and Thomas Talcott

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